On December 2, 2019, Gerry will be on a panel with Matt McGuire of the AML Shop and Marc Lemieux, presenting at the annual Compliance Conference of the Conduct, Compliance & Legal Advisory Section (CCLS) of the Investment Industry Regulatory Organization of Canada (IIROC).
The panel will be providing an update on recent developments in anti-money laundering compliance as it relates to IIROC member firms.
The planned agenda:
"Anti-money laundering rules have changed, again, and so have FINTRAC’s expectations of dealers. Our panel will walk through the practical implications of changes to the ways you can identify individual and entity clients (which can be used now), new guidance on suspicious transactions and how to detect them, and what to expect during your next FINTRAC exam and follow-up."